Shanghai University
Article Information
- Bohua SUN
- Incompatible deformation field and Riemann curvature tensor
- Applied Mathematics and Mechanics (English Edition), 2017, 38(3): 311-332.
- http://dx.doi.org/10.1007/s10483-017-2176-8
Article History
- Received Jun. 4, 2016
- Revised Oct. 8, 2016
Nomenclature
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In the continuum description of a solid body, we imagine the body to be composed of a set of infinitesimal volumes or material points. Each volume is assumed to be connected to its neighbours without any gaps or overlaps. Certain mathematical conditions have to be satisfied to ensure that gaps/overlaps do not develop when a continuum body is deformed. These compatibility conditions[1-4] are mathematical conditions that determine whether a particular deformation will leave a body in a compatible state. The investigation of the compatibility conditions will be beneficial to the studies of plastic deformation[5-7] and dislocation/defects[8-22] in the solid.
Love[23] credited Barré de Saint-Venant (1864) who was the first to discover the derivation of the "bulk" compatibility equations. In 1876, the proof of the equations was developed by Kirchhoff[24], and was later rigorously proven by Beltrami[25] in 1886. In 1899, Michell[26] studied the compatibility equations of linearized elasticity in two dimensions for non-simply-connected bodies. He showed that compatibility requires vanishing of certain integrals on each "independent irreducible circuit". In 1901, Weingarten[27] provided a famous theorem on the conservation of the integration of displacement and rotation along any closed loop in the infinitesimal deformation. Cesàro[28] and Volterra[29] studied compatibility equations for non-simply-connected bodies and the possibility of multi-valuedness of displacements when the body is not simply-connected. Volterra[30] may have been the first person to provide the correct definition of dislocation and disclination. Love[23], Krutkov[31], Beltrami[32], Green and Zerna[33], and Seugling[34] realized that the classical compatibility equations of elasticity can be written as vanishing of the curvature tensor of the Levi-Civita connection of strain (understood as a metric). In 1960, Kröner's deep insight was understanding the incompatibility as a genuine geometric property of the dislocated crystal[12]. Pietraszkiewicz[35] and Pietraszkiewicz and Badur[36] studied the problem of calculating the deformation mapping when the right Cauchy-Green strain was given, and they obtained a nonlinear analogue of the Cesàro integral. Blume[37] discussed the compatibility equations in terms of the left Cauchy-Green strain B=FFT in two dimensions. In 1994 and 1995, Le and Stumpf, [18-19] studied the compatibility conditions of elasto-plastic deformation and for the first time obtained the dislocation density tensor in terms of the Christoffel symbols for both elastic and plastic deformation gradients. In 1999, Acharya[38] studied the same problem in three dimensions. Yavari and Goriely[39] and Yavari[40] presented the compatibility conditions in the most abstract format by using exterior differential forms for both simply-and non-simply-connected bodies. It is noteworthy that for the sake of disseminating knowledge of compatibility theory, Guo and Liang[16] wrote the first and only comprehensive monograph on the topics, where they applied abstract tensors, modern non-Riemanian geometry and gauge theory to attack dislocations and defects. In 2016, Sun[17] revisited the explicit expression of incompatible condition in terms of the Riemann curvature tensor and its application to the theory of shells.
In a three-dimensional space, the deformation tensor C=FFT and the strain tensor E=EABGAGB both have six components, which are expressible in terms of the three components uk of the displacement vector, namely,
From a mathematical point of view, a compatible deformation (or strain) tensor field in a body is the one that a unique field is obtained when the body is subjected to a continuous, single-valued, displacement field. Compatibility is the study of the conditions under which such a displacement field can be guaranteed. There are two approaches to finding the compatibility conditions.
An obvious way of finding the compatibility conditions is elimination of the displacements uA from the six equations
With the Riemannian method, we know that the three-dimensional space in which the deformation takes place is Euclidean. These arc lengths dS and ds of the undeformed and deformed bodies are given by
In an Euclidean space, any six quantities cannot be a metric tensor unless they satisfy the Riemann theorem[2, 16], namely, for a symmetric tensor akl to be a metric tensor for an Euclidean space, it is necessary and sufficient that akl should be a nonsingular positive definite tensor, and the Riemann-Christoffel tensor[33, 42] RKLMN that is formed from it should vanish identically. Both GKL and gkl are nonsingular symmetric and positive definite tensors of the Euclidean three-dimensional space. Therefore, both the Riemann-Christoffel tensors of the undeformed and deformed configuration must vanish, i.e.,
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Regarding the former condition, the partial differentiation is understood to be with respect to XK and regarding the latter, with respect to xk. The RKLMN=0 gives six partial differential equations, which constitute the compatibility conditions for GKL, and rklmn=0 gives six partial differential equations for gkl. Since we have GKL=δKL+2EKL and gkl=δkl-2ekl, where EKL is the Lagrange strain tensor, and ekl is the Euler strain tensor, we get compatibility conditions for EKL and ekl. The detailed compatibility conditions for the finite deformation can be found in the master works of Truesdell and Toupin[2].
In the context of the infinitesimal strain theory, these conditions are equivalent to stating that the displacements in a body can be obtained by integrating the strains. Such an integration is possible if the Saint-Venant's tensor vanishes in a simply-connected body,
Total expression is in terms of its components and the unit vectors, for instance, a second-order tensor
With the displacement change method, for finite deformations, the compatibility conditions of a simply-connected body can be expressed as the displacement change Δu along any closed loop within the body that must vanish, which means that
Regarding the Riemannian method, it is clear to see that the relationship between the displacement vector variation Δu and the compatibility condition R=0 is still unknown. Similar to the displacement change method, the explicit relation between the compatibility condition
The open problem is how to find the relationship between Δu and R via either Route 1 or Route 2, where Route 1 uses the deformation gradient,
For the purpose of clarity, the problem of finding
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Fig. 1 Two routes to finding Δu |
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The aim of this paper is to formulate the explicit expressions of displacement vector variation and other quantities in terms of the Riemann tensor. The paper is organized as follows. Following an introduction, Section 2 derives the displacement vector variation Δu in terms of the Riemann tensor R, and gives the curl of the deformation gradient, the displacement flux tensor and the rate of deformation tensor. Section 3 reformulates the displacement vector variation by using exterior differential forms. Section 4 presents the Burgers vector and dislocation density tensor and compares with some well-known results. Section 5 provides a proof for the displacement vector variation without using the deformation gradient. Section 6 concludes the paper, and the appendix gives some preliminaries on the finite deformation field and notations, and all relevant expressions in the deformed state.
2 Formulations in undeformed state using deformation gradientIn this section, we will follow Route 1 shown in Fig. 2 to find the explicit expression of Δu in terms of the Riemann curvature tensor R by using the deformation gradient F.
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Fig. 2 using deformation gradient F |
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Definition 1 Let Δu be the change of the displacement vector along a closed curve. The definition of the displacement vector variation Δu is given by
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(1) |
where the closed loop ∂Ψ is the boundary of the surface domain Ψ.
Theorem 1 Let u and R be the displacement field and the Riemann curvature tensor, respectively. In the undeformed state
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(2) |
where ε is the permutation tensor.
Proof Since x=X + u, Eq.(1) can be rewritten as
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(3) |
where
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(4) |
In terms of the Stokes theorem, Eq.(4) can be transferred into the surface integration as follows:
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(5) |
in which I is a unit symmetric tensor, the identity I ×∇=0 is used, and dA=dX ×dX is the surface element vector in the undeformed state
Since the gradient operator
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(6) |
where εABC is the permutation symbol. Using the property of εABC, the sign of εABC will be changed if we change the order of A and B, namely, εABC=-εBAC. Therefore, Eq.(6) can be rewritten as
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(7) |
Introducing the Riemann curvature tensor2, for Eq.(7), we have the Riemann curvature tensor component R(GA, GB)
2The Riemann tensor is given in terms of the Levi-Civita connection ∇ by the following formula:
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(8) |
When we substitute Eq.(8) and GA ×GB=GAGB : ε=ε : GAGB into Eq.(7), we obtain
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(9) |
where the permutation tensor ε=εABCGAGBGC.
Introducing the Riemann curvature tensor R(GA, GB)=R(GA, GB)GAGB, the relationship between the displacement vector variation and the Riemann tensor can be finally established as follows:
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(10) |
This explicit relationship between Δu and Riemann tensor R states that the displacement vector variation generally does not vanish around a closed loop.
With the explicit relationship (10), the compatibility condition can be stated as that the vanishing of displacement vector variation will lead to the vanishing of the Riemann tensor. The proof is complete.
The above results can be expressed in the conventional format. For example, Eq.(8) can be represented as
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(11) |
Thus,
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(12) |
where the Riemann curvature tensor R=R.KABJ GJGKGAGB, and R.KABJ are the components of the Riemann tensor[33, 42],
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(13) |
where the Christoffel symbols ΓJKI are called the coefficients of the affine connections, or Christoffel symbols, with respect to the frame GJ, that is to say, ∇GJGK=GIΓJKI.
2.2 Displacement flux tensorTheorem 2 Let u and R be the displacement field and the Riemann curvature tensor, respectively. The curl of the deformation gradient curl F can be expressed explicitly in terms of the Riemann curvature tensor as follows:
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(14) |
or in the conventional form:
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(15) |
Proof From the previous formulations (5) and (12), we have
Since F ×∇X=F∇X : ε, the relationship between F and the Riemann tensor R can be also expressed as follows:
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(16) |
Since the curvature transformation or endomorphism is linear, the 2nd derivatives of the displacement vector u in the F ×∇X have been transferred into a linear form of u. The beauty is that there are no derivatives of the displacement vector on the right hand of Eq.(14). Furthermore, since the geometric meaning of the Riemann curvature R represents the curvature of space, Eqs.(14) and (15) clearly reveal the geometrical nature of F ×∇X, namely, the curl of the deformation gradient F ×∇X is linearly proportional to the Riemann curvature R and the displacement vector u.
Due to the arbitrary nature of the displacement vector u, the compatibility condition for a simply-connected body can be stated that the compatibility condition curl F=0 is equivalent to the vanishing of the Riemann tensor as R=0.
Since the surface Ψ and its closed boundary ∂Ψ are arbitrary, for infinitesimal contours ∂Ψ, we get from Eq.(10)
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(17) |
and
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(18) |
From the above formulations, we can have a corollary as follows.
Corollary 1 The symmetric part of the deformation gradient F has no contribution to the displacement change Δu and the displacement density tensor T.
Proof Let
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(19) |
curl S=0 indicates that the symmetric part of the deformation gradient F has no contribution to the comparability conditions. In other words, the symmetric deformations are always compatible, and the incompatible deformation will make the symmetric deformation break down.
Since curl Ω=Ω ×∇X=Ω∇X : ε, Ω∇X : ε=R(GA, GB)u : ε, we have
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(20) |
In continuum mechanics, the strain rate tensor D or d is a physical quantity that describes the rate of deformation change of a material in the neighbourhood of a certain point, and at a certain moment in time. It can be defined as the derivative of the strain tensor with respect to the time, or as the symmetric component of the gradient of the flow velocity
The strain rate tensor is a purely kinematic concept that describes the macroscopic motion of the material. Therefore, it does not depend on the nature of the material, or on the forces and stresses that may be acting on it, and it can be applied to any continuous medium, whether solid, liquid or gas.
In the undeformed state
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(21) |
Hence, the explicit relationship between Ḟ and the Riemann tensor R is
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(22) |
Since Ḟ ×∇X=F∇X : ε,
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(23) |
All formulations in the undeformed state are summarized in Table 1.
Corresponding formulations in the deformed state
The previous results are still dependent on the choice of coordinates. In order to generalize them into the coordinate-free form, let us reformulate them by using exterior differential forms. Exterior differential forms arise when concepts as the work of a field along a path and flux of a fluid through a surface are generalized to higher dimensions[44-45], which provides a unified approach to defining integrands over curves, surfaces, volumes, and higher-dimensional manifolds. The modern notion of differential forms was pioneered by Cartan[46-47], who made it possible to extend this algebraic structure to include the exterior differential forms by employing exterior products of differentials of coordinates. It was then possible to define exterior differential form fields on differentiable manifolds that are locally equivalent to Euclidean spaces and to introduce an analysis of forms in which only the first order derivatives survive. It was soon realised that this analysis would be one of the most powerful, perhaps indispensable tools of the modern differential geometry, and many mathematical properties could be relatively easily revealed by almost algebraic operations. Moreover, it is perhaps not wrong to claim that the mathematical structure of theoretical physics today is entirely based on the formalism of differential geometry. We also observe that this formalism is increasingly infiltrating into engineering sciences to study some fundamental problems and even in many practical applications. Therefore, the exterior analysis is no longer in the realm of mathematicians. It seems that it would now be quite beneficial for physicist and engineers to acquire a rather good skill in dealing with exterior forms[41, 45, 49-50]. In this section, we will take some materials from those books and apply to our problem. In those mathematics books, all formulations are presented in the component form. Therefore, we have to convert all formulations into total tensor expressions, which is an innovative point of this paper.
Theorem 3 In the undeformed state
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(24) |
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(25) |
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(26) |
Proof Let
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(27) |
in which ∂Ψ is the closed boundary of a surface
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(28) |
where Poincaré Lemma[48] is used for d2Y=0.
Due to the antisymmetric nature of exterior algebra, dX ∧ dY=-dY ∧ dX,
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(29) |
According to the definition of the Riemann operator
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(30) |
and in the coordinate frame, the torsion curvature ∇[X, Y]u=0, we have
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(31) |
If we expand the vector fields in terms of the coordinate basis ∂I, the Riemann tensor R(X, Y)u=(RJKLIXKYLuJ)∂I and its components
Therefore, we have
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(32) |
Finally, we have the displacement change in differential forms
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(33) |
Note that the area element dA=dX ∧ dY, hence, the dislocation density tensor T and the incompatibility operator inc (F)
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(34) |
Since dF ∧ dY=-(1/2)Ru · dX ∧ dY, we have
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(35) |
The proof is complete.
Note that the above F is not unique. In fact, if Π=F + dΠ for any forms Π and Π, because d (dΠ) is identical to zero,
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(36) |
This freedom of choice in selecting Π is called the gauge invariance, and its generalization plays an important role in physics.
Making a material time derivative on the above equation renders the rate of the deformation gradient,
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(37) |
All formulations are listed in Table 2.
Using the language of differential forms, the compatibility conditions in the deformed state
(ⅰ) Compatibility conditions of simply-connected bodies
For simply-connected bodies, the displacement change integral along the closed loop must be zero, d (F)=0. Therefore, the Riemann tensor R(X, Y) must vanish because of the arbitrary nature of the displacement u.
(ⅱ) Compatibility conditions of non-simply-connected bodies
For non-simply-connected bodies, the vanishing of Riemann tensor is not enough and needs extra conditions. According to the theorem of de Rham[47, 51-52], these extra conditions are
In materials science, a dislocation is a crystallographic defect, or an irregularity within a crystal structure. The presence of dislocations strongly influences most of the materials properties. The theory that describes the elastic fields of the defects was originally developed by Volterra[30] in 1907, but the term "dislocation", which refers to a defect on the atomic scale was coined by Taylor[5] in 1934 to explain the plastic deformation of a single crystal. Mathematically, dislocations are a type of topological defect and in some way the incompatibility is related to the dislocation.
Nye[8] studied the geometry of dislocation under small deformations. The idea that the geometry of a dislocated crystal can be appropriately represented in terms of non-Euclidean space was first introduced by Kondo[9-10] and Bilby et al.[11], independently, reaching its culmination in Kröner's essay[12]. The study of dislocation geometry shows that the space in which the dislocated continuum is imbedded will have a non-zero Riemann curvature, therefore, the space is non-Euclidean but the Riemannian space.
In order to compare with the well-known results of Kröner[12], and Le and Stumpf[18-19], let us apply the previous formulations to the Burgers vector. In physics, the Burgers vector is a vector, which is often denoted as b, and represents the magnitude and direction of the lattice distortion that results from a dislocation in a crystal lattice.
Given a material with a distribution of dislocations, the Burger vector b enclosed by a curve ∂Ψ in the reference state is commonly defined in terms of an integral,
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(38) |
When one compares this definition with the displacement change that is integral in the profuse section, the Burgers vector b can definitely be expressed in the Riemann tensor,
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(39) |
For infinitesimal contours ∂Ψ, the above equation can be expressed as follows:
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(40) |
Since the dislocation b ≠ 0, the Riemann tensors in both undeformed and deformed states do not vanish, that is, R ≠ 0 and r ≠ 0.
If we compare Eqs.(39) and (40) with Eqs.(56) and (57) of Ref.[12], it is easy to see that they are completely the same except in different notations. Here, we use total expressions of tensor and the component form used by Kröner, who obtained the Burgers vector component
From Eq.(39) we can define the dislocation density tensors T and t for the undeformed and deformed states, respectively,
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(41) |
It is clear that both dislocation density tensors are explicitly linked to the Riemann tensors. The basic formula is listed in the table below.
If we compare the second equation of (41) with Eq.(59) of Kröner[12], it is also easy to see that they have completely the same format except in different notations. Kröner obtained the Burgers vector component variation Δbk ≡ αmlkΔFml, where
In 1994 and 1995, Le and Stumpf[18-19] obtained the similar results while they studied the finite elasoplaticity with microstructures, they derived the Burgers vector component in the undeformed state as
After completing the previous formulations along Route 1, we find that Eqs.(12) and (33) taking the same form of a change on a vector is parallel displaced around a closed curve (Page 262, Frankel[41]), the only difference is that the formulation process of Eq.(12) does not require the displacement vector u being parallel transported around a closed loop ∂Ψ and is purely based on the deformation gradient without any other manipulation.
We then notice that, in 1960, Kröner[12] took the vector difference
Now we have a question, i.e., are Eqs.(12) and (33) derived from the deformation gradient exactly the same as the Ck formulated from the pure geometric perspective? We believe that the answering of this question is important to know the validation scope of the mathematical formula and in the same time provides an insurance on its applications.
To answer the question, we will follow Route 2 in Fig. 3 to find the explicit expression of Δu in terms of the Riemann curvature tensor R without using the deformation gradient F.
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Fig. 3 Route 2 without deformation gradient F |
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From the definition of the displacement vector variation, we have
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(42) |
Starting with the basis Gi and an arbitrary displacement vector u=uiGi, operate on it with d twice, keeping in mind that its action on functions and differential forms is exactly the same as the exterior derivatives, thus d u=duiGi+uidGi and according to the Poincaré lemma d2ω=0, we have
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(43) |
This equation has a remarkable property. It leaves the components of u undifferentiated. It appears that d2u depends not only on external objects (vector), but also on the intrinsic property of the manifold[41, 45, 49, 51, 53].
Equation (42) becomes
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(44) |
The problem of Δu transforms to the calculation of d2Gi. Let us introduce connection coefficients Γikj, and expand the vector-valued 1-form dGi as
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(45) |
where ωij ≡ ΓikjdXk. It is worth noting that the tensor product can be written as Gj ⊗ ωij=Gjωij, for convenience we have omitted the tensor product ⊗ in the previous formulations, and we will carry on the same policy.
Differentiating Eq.(45) once more, we obtain the vector-valued 2-form,
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(46) |
The expression in parentheses is a 2-form, called the curvature 2-form,
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(47) |
With this notation, Eq.(46) becomes
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(48) |
and Eq.(43) becomes
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(49) |
In Eq.(46), we have
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(50) |
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(51) |
Since dXl∧ dXm=-Xm∧ dXl, the curvature 2-form θij can be written as
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(52) |
which defines the components Rijkl of the Riemann curvature tensor as in Eq.(13). Using the current index, it is defined as
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(53) |
The displacement vector variation (42) can be expressed as
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(54) |
Since dXk=Gk · dX, the above equation becomes
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(55) |
Since Rjikl=-Rijkl, the above equation becomes
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(56) |
Introducing the total expression of the Riemann tensor R=RijklGiGjGkGl, we have a theorem about the displacement vector variation as follows.
Theorem 4 Let u be the displacement vector, ∂Ψ be a closed contour/curve of a surface Ψ. Thus, the total change or variation Δu on going around ∂Ψ is given by
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(57) |
It is worth emphasizing again that the formulation of Eq.(57) on Route 1 does not use the deformation gradient F, which is a pure differential geometric approach. Fortunately, the result obtained in Eq.(57) is exactly the same as Eqs.(12) and (33) by using the deformation gradient F on Route 1.
Finally, we answer the mentioned question in the beginning of this section. Route 1 and Route 2 will lead to the same result.
6 ConclusionsThis article revisits the compatibility conditions of the deformation field in continuum mechanics. The explicit total tensor expression between the displacement vector variation Δu and the Riemannian curvature tensors R is obtained (see Fig. 4). The study shows that Δu is linearly proportional to the Riemannian curvature tensor R and displacement vector u.
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Fig. 4 Δu linearly proportional to R |
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The explicit expression reconfirms that the compatibility condition is equivalent to the vanishing of the Riemann tensor. The Burgers vector has been given as d
Notation and preliminaries on finite deformation field
To distinguish between the undeformed and deformed states, the quantities with the undeformed body (state)
In the undeformed state, let X=X(XA) be the position vector of a particle and XA be Lagrange coordinates of the particle, then, its differential is
Let dX be the line element between two particles XA and XA+dXA, after the deformation, the line element becomes dx between the corresponding particles dxi and xi+dxi, then
Let u be the displacement vector, then, x=u+X, the deformation gradient tensor F=I +u ∇X=I+ giGA∇Aui, the transpose FT=I+∇u=I+ GA gi∇Aui and the inverse F-1=I-u ∇x=I-gjgi∇iuj.
The materials time derivative of
If we denote dA as the area element in the undeformed state, then the area in the deformed one da=JF-T·dA and dA=J-1FT· da, where the Jacobean J=det (F).
The metric tensor in the undeformed body GAB=GAGB and in the deformed body gij=gigj.
The tangent vectors between the undeformed and deformed state can be easily transferred as
Curl of infinitesimal rotation tensor
The displacement gradient u∇X can be expressed as the sum of a symmetric tensor and an antisymmetric tensor u∇=ε+Ω, where the symmetric part
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(B1) |
Here, there is no restriction that is placed on the magnitude of u∇. Generally speaking, ε and Ω do not have the meaning of the infinitesimal strain and the infinitesimal rotation tensors, unless the deformation u is infinitesimal.
Since Ω only has three independent components, the three components can be used to define the components of a vector ω,
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(B2) |
Thus,
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(B3) |
then,
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(B4) |
or
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(B5) |
This means that the rotation gradient ω∇X will generate the curvature R and vice versa.
Appendix CFormulations in deformed state
C1 Displacement vector variation In the deformed state
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(C1) |
where the permutation tensor ε=εijkgigjgk and
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(C2) |
where the Riemann-Christoffel curvature tensor
Thus, the displacement vector variation in Eq.(C1) will be
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(C3) |
Therefore, the curl of the displacement gradient in the deformed state is
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(C4) |
or
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(C5) |
The displacement density flux tensor t in the deformed state is
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(C6) |
It is clear to see that the compatibility condition in the deformed state Δu=0, , which is equivalent to the vanishing of the Riemann curvature tensor,
C2 Rate of deformation gradient tensor Making a material derivative of Eq.(C1) with respect to the time,
![]() |
(C7) |
then, the curl of the rate of deformation tensor is
![]() |
(C8) |
From w ×∇x=w∇x : ε, thus,
![]() |
(C9) |
C3 In exterior differential forms Regarding the exterior differential forms, we have the displacement vector variation,
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(C10) |
in which
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(C11) |
is a vector-valued 1-form, and differentiating the above equation once more, we obtain the vector-valued 2-form,
![]() |
(C12) |
where Ref.[48] is used for d2y=0.
Due to the antisymmetric nature of exterior algebra, dx ∧ dy=-dy ∧ dx,
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(C13) |
According to the definition of the Riemann tensor,
![]() |
(C14) |
and in the coordinate frame ∇[x, y]u=0, we have
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(C15) |
If we expand the vector fields in terms of the coordinate basis ∂i, the Riemann tensor r(x, y)u=(rjklixkyluj)∂i and its components
Therefore, we have
![]() |
(C16) |
Finally, we have the displacement change in a differential form,
![]() |
(C17) |
Note that da=dx ∧ dy, hence, the displacement density flux t and the incompatibility operator inc (F)
![]() |
(C18) |
from dF-1 ∧ dy=-(1/2)ru · dx ∧ dy, then,
![]() |
(C19) |
Making a materials time derivative for the above equation, we have the rate of deformation gradient,
![]() |
(C20) |
Using the language of differential forms, the compatibility conditions in the deformed state
(ⅰ) Compatibility conditions of simply-connected bodies
For simply-connected bodies, the displacement change integral along the closed loop must be zero, inc (F)=0, therefore, the Riemann tensor r(x, y) must vanish because of the arbitrary nature of the displacement u.
(ⅱ) Compatibility conditions of non-simply-connected bodies
For non-simply-connected bodies, the vanishing of Riemann tensor is not enough and needs extra conditions. According to the de Rham theorem[47, 51-52], these extra conditions are
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